ABM GLOBAL compliance is a specialist financial services compliance firm, whose vast experience of regulatory matters in the financial services sector can help every size of firm, at a strategic level.
Regulatory consulting team helps firms deliver on a wide range of engagements including financial crime, compliance risk, regulatory readiness, compliance monitoring and regulatory reporting.
compliance Associate
Anti-Money Laundering: Assess the client’s due diligence process, Identify the areas of concern in client’s compliance structure and recommend improvements relating to anti money laundering regulations 2021, preparing, reviewing and updating AML Policy and Risk assessment whenever is required, reviewing KYC procedures and conducting AML and sanctions searches on clients as appropriate and escalating any issues to the MLRO.

On-going monitoring and risk assessment: Assessing and identifying risks the business is exposed to, assist the clients in designing and implementing controls to mitigate those risks. Preparing periodic transactions monitoring reports and give recommendations for improvements. Conduct follow-up visits to ensure the client is fully compliant with the AML Regulations.
Rubust compliance framework.
Advice clients to enhance and maintain a robust compliance framework, in partnership with all stakeholders, to execute the firm’s strategy in accordance with its risk appetite, regulatory expectations and industry best practices”.
Training:  ability to provide training on Anti Money Laundering and Terrorist under MLR 2021/TFC 2000.
As we specialise in helping Financial Institutions (Especially Money Service Business) we are looking for a person able to solve difficult and interesting problems, we look for people who thrive on intellectual challenge, can roll up their sleeves to delve into issues and get satisfaction from helping clients, conduct a thorough analysis of a problem and translate that into practical advice. So we set high standards.

experience in a compliance advisory role within the FCA, an FCA regulated firm or a consultancy practice.
Knowledge and understanding of the FCA Handbook coupled with practical knowledge of the funds sector.
Knowledge and understanding of JMLSG guide, GDPR 2022, Anti Bribery Act 2010, and Fraud act 2006.
You need to be educated to a good level and possibly working towards or holding a relevant professional financial services qualification.
You'll also need first class communication skills, a passion for solving interesting problems, a love of managing relationships with clients and great teamwork are all important.